Regulatory Setup Solutions

Expertise in DFSA & FSRA Regulations
We specialize in guiding businesses through the intricate DFSA and FSRA regulatory landscapes, ensuring full compliance. Our team is well-versed in the financial services regulations of these jurisdictions, staying updated with the latest changes and compliance requirements to provide you with best practices and strategic guidance for streamlined operations.

Specialised Expertise in EAM and Advisory Firm Setup
At VelthRad Consultants, our core expertise lies in setting up and operationalising External Asset Management (EAM) firms and Financial Advisory entities within DIFC and ADGM.

We have successfully guided numerous clients through the complete lifecycle; from obtaining Category 3C (EAM) and Category 4 (Advisory & Arranging) licenses to establishing fully functional operations.

Our involvement extends beyond licensing; we continue to work closely with these firms by providing outsourced Compliance Officer (CO), MLRO, Risk Officer, and Independent Director services.

This hands-on experience enables us to design robust operational frameworks, policies, and client onboarding processes that meet both DFSA and FSRA regulatory standards.

Having built and supported EAMs and advisory firms from the ground up, we understand the nuances of their governance, risk, and compliance needs, allowing us to deliver practical, regulator-aligned solutions that empower long-term business success.

Seamless License Upgrade and New Setup
Our team's extensive expertise ensures that the process of upgrading existing licenses or establishing new business setups is both efficient and stress-free. We meticulously manage every aspect of the licensing (authorisation) process, from the initial assessment of your business needs to the final approval from regulatory bodies.

End-to-End Licensing Management
Our comprehensive approach to licensing management ensures that every aspect of the process is meticulously handled, from the initial consultation to the final approval. We take on the responsibility of guiding your business through the entire licensing journey, allowing you to focus on your core operations while we navigate the complexities of regulatory compliance.

Comprehensive Regulatory Documentation
At VelthRad Consultants, we understand the importance of presenting a well-structured and compliant regulatory business plan (RBP) to the authorities. Our Strategic Framework Solutions are designed to empower your financial firm with the tools and guidance needed to develop a comprehensive plan that aligns with the specific requirements of DFSA and FSRA. Our team will work closely with you to ensure that your plan addresses all necessary regulatory elements. We will also assist you by providing all the necessary policy documents, AUT forms etc required to obtain your license.

Reduction of Logistical Complexities
At VelthRad Consultants, we understand that launching a financial enterprise involves navigating a multitude of logistical challenges that can be time-consuming and overwhelming. Our integrated approach is designed to simplify and streamline these complexities, allowing you to focus on what truly matters - building and growing your business.